Broker Check

Providing insurance and investment services since 1976

Alan Modest


  • The Wharton School of Commerce and Finance
  • University of Pennsylvania

    May 1976:
  • Bachelor of Science in Economics with dual major in INSURANCE and MANAGEMENT OF ENTREPRENEURSHIPS
  • Related studies: Finance, Accounting, Business Law, Marketing and Statistics.
  • Deans List with Distinction.


1976 - Entered Life Insurance Field.
1977 - Established Alan K. Modest and Associates:

  • Specializing in coordinated financial planning for individual, family and business needs.
  • Registered General Securities Principal through LPL Financial.
  • Investments - Extensive involvement in Professional Money Management:
  • Concentration: Mutual Funds, Municipal Bonds, Variable
  • Annuities, Stocks and Bonds, Asset Allocation, and Section 529 College Savings Plans.
  • Self-Employed Retirement Plans, IRA - Total Estate Planning and Asset Coordination.
  • Disability Income Protection Planning.
  • Long Term Care Insurance Planning.
  • Professional Services to Businesses encompassing all aspects of Employee Benefit Programs, Pension and Profit Sharing, 401-K, Group Life and Medical Insurance and Non-Qualified Deferred Compensation and Supplemental Executive Retirement Plans (SERPS).
  • General Agent and Broker for Several Major Life Insurance Companies.
  • Securities Offered Through LPL Financial- Member FINRA/SIPC.   

Industry Achievements and Memberships:

  • Life and Qualifying Member of the Million Dollar Round Table.
  • MDRT Top of the Table and Court of the Table.
  • Member: The Financial Planning Association.
  • National Association of Insurance and Financial Advisors.
  • Certified Financial Planner Board of Standards, Inc.
  • Attained Certified Financial Planner (CFP) designation from the College of Financial Planning of Denver, Colorado, in 1983.